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Detailed Report
LAUREN Koenig BUMP
LAUREN K BUMP, LAUREN KOENIG BUMP, LAUREN ASHLEY KOENIG
CRD#: 5596565
IA
Investment Adviser
B
Broker
GALLAGHER FIDUCIARY ADVISORS, LLCCRD#: 146509 1900 West Loop South, Suite 1600
Houston, TX 77027
OSAIC WEALTH, INC.CRD#: 23131 1900 W Loop South
Ste 1600
Houston, TX 77027
Registration History
2008201020122014201620182020202220242026IAGALLAGHER FIDUCIARY ADVISORS, LLC (CRD# 146509)2022 - Present (2 years)BOSAIC WEALTH, INC. (CRD# 23131)2024 - Present (<1 year)BTRIAD ADVISORS LLC (CRD# 25803)2022 - 2024 (2 years)BKESTRA INVESTMENT SERVICES, LLC (CRD# 42046)2008 - 2022 (13 years)IAKESTRA ADVISORY SERVICES, LLC (CRD# 283330)2016 - 2022 (5 years)IANFP ADVISOR SERVICES, LLC (CRD# 42046)2014 - 2016 (2 years)
License(s)

State Registrations

B
Alabama 8/23/2024
B
Mississippi 8/23/2024
B
Arizona 8/23/2024
B
Missouri 8/23/2024
B
Arkansas 8/23/2024
B
Nebraska 8/23/2024
B
California 8/23/2024
B
North Carolina 8/23/2024
B
Colorado 8/23/2024
B
Ohio 8/23/2024
B
Florida 8/23/2024
B
Oklahoma 8/23/2024
B
Iowa 8/23/2024
B
South Carolina 8/23/2024
B
Kansas 8/23/2024
IA
Texas 4/14/2022
B
Louisiana 8/23/2024
B
Texas 8/23/2024
B
Michigan 8/23/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
GALLAGHER FIDUCIARY ADVISORS, LLC (CRD#:146509)
1900 West Loop South, Suite 1600, Houston, TX 77027
Registered with this firm since 4/14/2022
B
OSAIC WEALTH, INC. (CRD#:23131)
1900 W Loop South Ste 1600, Houston, TX 77027
Registered with this firm since 8/23/2024
Previous Registration(s)
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B
 03/29/2022 - 08/23/2024 TRIAD ADVISORS LLC (CRD#:25803) Houston, TX
IA
 04/19/2016 - 03/31/2022 KESTRA ADVISORY SERVICES, LLC (CRD#:283330) HOUSTON, TX
B
 12/18/2008 - 03/31/2022 KESTRA INVESTMENT SERVICES, LLC (CRD#:42046) HOUSTON, TX
IA
 01/21/2014 - 09/22/2016 NFP ADVISOR SERVICES, LLC (CRD#:42046) HOUSTON, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.