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Detailed Report
MATTHEW AARON KORY
MATT KORY
CRD#: 5596011
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Investment Adviser
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Previous Broker
CWM, LLCCRD#: 155344 Fountain Hills, AZ
Registration History
2008201020122014201620182020202220242026IACWM, LLC (CRD# 155344)2019 - Present (6 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - 2024 (5 years)BLPL FINANCIAL LLC (CRD# 6413)2008 - 2019 (10 years)BSCOTTSDALE CAPITAL ADVISORS CORP (CRD# 118786)2008 - 2008 (<1 year)IACETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - 2019 (<1 year)IALPL FINANCIAL LLC (CRD# 6413)2009 - 2019 (9 years)
License(s)

State Registrations

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Arizona 2/4/2019
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Texas 2/4/2019
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New Mexico 6/28/2021
Current Registration(s)
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CWM, LLC (CRD#:155344)
Fountain Hills, AZ
16930 E. Palisades Blvd, Ste. 100, Fountain Hills, AZ 85268
Registered with this firm since 2/4/2019
Previous Registration(s)
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 02/04/2019 - 12/31/2024 CETERA ADVISOR NETWORKS LLC (CRD#:13572) FOUNTAIN HILLS, AZ
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 02/04/2019 - 07/24/2019 CETERA ADVISOR NETWORKS LLC (CRD#:13572) FOUNTAIN HILLS, AZ
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 03/04/2009 - 02/25/2019 LPL FINANCIAL LLC (CRD#:6413) SCOTTSDALE, AZ
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 11/10/2008 - 02/25/2019 LPL FINANCIAL LLC (CRD#:6413) SCOTTSDALE, AZ
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 10/06/2008 - 11/17/2008 SCOTTSDALE CAPITAL ADVISORS CORP (CRD#:118786) SCOTTSDALE AZ, AZ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.