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DOUGLAS ADAM STONE
CRD#: 5595272
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 8000 W Interstate 10
Ste 100
SAN ANTONIO, TX 78230-3802
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Alabama 8/8/2022

B
Montana 5/9/2023

B
Arizona 6/2/2011

B
Nevada 8/8/2022

B
California 8/8/2022

B
New Hampshire 1/4/2024

B
Colorado 1/30/2014

B
North Carolina 1/31/2024

B
Florida 6/1/2017

B
Oklahoma 8/8/2022

B
Georgia 2/1/2022

B
Oregon 9/5/2024

B
Idaho 8/8/2022

B
Pennsylvania 6/1/2017

B
Illinois 6/1/2017

B
Tennessee 8/8/2022

B
Kansas 11/1/2017

B
Texas 10/29/2008

B
Louisiana 2/1/2022

IA
Texas 10/29/2008

B
Maryland 8/8/2022

B
Utah 9/5/2024

B
Massachusetts 8/8/2022

B
Virginia 6/1/2017

B
Michigan 8/8/2022

B
Washington 2/1/2022

B
Minnesota 10/16/2012

B
Wisconsin 9/5/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8000 W Interstate 10 Ste 100, SAN ANTONIO, TX 78230-3802
Spring Branch, TX
Registered with this firm since 10/29/2008

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
8000 W Interstate 10 Ste 100, SAN ANTONIO, TX 78230-3802
Spring Branch, TX
Registered with this firm since 10/13/2008

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.