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Detailed Report
ALLEN WILLIAM GOODY
CRD#: 5595118
IA
Investment Adviser
BTC CAPITAL MANAGEMENTCRD#: 127158 453 7TH STREET
DES MOINES, IA 50309-3702
Registration History
2008201020122014201620182020202220242026IABTC CAPITAL MANAGEMENT (CRD# 127158)2017 - Present (7 years)IAWESTON GLOBAL EQUITY ADVISERS, LLC (CRD# 283166)2016 - 2016 (<1 year)IAMILES CAPITAL, INC. (CRD# 105376)2008 - 2016 (8 years)
License(s)

State Registrations

IA
Iowa 6/22/2017
Current Registration(s)
IA
BTC CAPITAL MANAGEMENT (CRD#:127158)
453 7TH STREET, DES MOINES, IA 50309-3702
Registered with this firm since 6/22/2017
Previous Registration(s)
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IA
 03/31/2016 - 12/14/2016 WESTON GLOBAL EQUITY ADVISERS, LLC (CRD#:283166) WEST DES MOINES, IA
IA
 12/01/2008 - 12/14/2016 MILES CAPITAL, INC. (CRD#:105376) WEST DES MOINES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.