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Detailed Report
CAESAR H HERNANDEZ
CRD#: 5595090
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 74199 El Paseo
Suite 201
Palm Desert, CA 92260
Registration History
201220142016201820202022202420262 FIRMS2012 - Present (12 years)
License(s)

State Registrations

B
Alabama 8/16/2018
B
Nevada 2/19/2014
B
Arizona 2/19/2014
B
New Jersey 4/18/2013
B
California 12/21/2012
B
New Mexico 1/24/2018
IA
California 12/21/2012
B
New York 10/6/2015
B
Colorado 11/10/2015
B
North Carolina 12/23/2014
B
Florida 11/8/2019
B
Oregon 6/26/2013
B
Hawaii 9/24/2024
B
South Carolina 6/13/2024
B
Idaho 8/21/2020
B
Texas 9/16/2019
B
Illinois 12/22/2014
IA
Texas 2/20/2020
B
Kansas 2/19/2014
B
Virginia 1/11/2022
B
Maryland 2/19/2014
B
Washington 5/3/2017
B
Michigan 1/22/2025
B
Wisconsin 5/3/2022
B
Montana 2/8/2018

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
74199 El Paseo Suite 201, Palm Desert, CA 92260
Registered with this firm since 12/21/2012
B
MORGAN STANLEY (CRD#:149777)
74199 El Paseo Suite 201, Palm Desert, CA 92260
Registered with this firm since 11/22/2012
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.