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Detailed Report
MATTHEW RYAN GIVENS
MATT GIVENS
CRD#: 5594556
IA
Investment Adviser
B
Broker
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCCRD#: 2881 1600 DIVISION ST Ste 400
NASHVILLE, TN 37203
Registration History
2008201020122014201620182020202220242026IANORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2010 - Present (15 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2008 - Present (16 years)
License(s)

State Registrations

B
Alabama 8/30/2011
B
Mississippi 1/10/2022
B
Arizona 1/13/2016
B
Nevada 2/2/2015
B
Arkansas 10/28/2013
B
New Hampshire 9/21/2022
B
California 8/12/2014
B
North Carolina 5/8/2019
B
Colorado 6/21/2016
B
Ohio 12/11/2020
B
Florida 8/14/2018
B
Rhode Island 5/17/2019
B
Georgia 5/27/2020
B
South Carolina 7/6/2020
B
Hawaii 3/21/2024
B
South Dakota 8/26/2020
B
Idaho 10/4/2022
B
Tennessee 12/18/2008
B
Illinois 6/2/2022
IA
Tennessee 1/20/2010
B
Indiana 4/27/2015
B
Texas 7/14/2011
B
Kentucky 12/27/2016
B
Virginia 5/8/2019
B
Louisiana 8/3/2018
B
Washington 11/6/2019
B
Maryland 6/28/2019
B
Wisconsin 5/8/2019
B
Michigan 3/18/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC (CRD#:2881)
1600 DIVISION ST Ste 400, NASHVILLE, TN 37203
Registered with this firm since 1/20/2010
B
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881)
1600 DIVISION ST Ste 400, NASHVILLE, TN 37203
Registered with this firm since 10/13/2008
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.