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CHRISTOPHER DAVID SMITH
CHRIS DAVID SMITH, CHRISTOPHER D SMITH, CHRISTOPHER D. SMITH, Christopher David Smith
CRD#: 5594067
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 4001 NORTHWEST PARKWAY
DALLAS, TX 75225
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 4001 NORTHWEST PARKWAY
DALLAS, TX 75225
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2009 (<1 year)2 FIRMS2016 - 2020 (3 years)2 FIRMS2020 - Present (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2010 - 2016 (5 years)BMPG FINANCIAL, LLC (CRD# 146670)2009 - 2010 (<1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2014 - 2016 (2 years)
License(s)

State Registrations

B
Arizona 11/18/2022

B
Missouri 1/30/2025

B
Arkansas 6/17/2020

B
Nevada 10/22/2024

B
California 6/17/2020

B
New Hampshire 3/25/2023

B
Colorado 6/17/2020

B
New Jersey 11/17/2023

B
District of Columbia 10/8/2021

B
New Mexico 6/17/2020

B
Florida 6/24/2020

B
New York 7/13/2020

B
Georgia 11/16/2020

B
North Carolina 10/17/2024

B
Illinois 11/18/2022

B
Oklahoma 6/17/2020

B
Kansas 12/6/2024

B
Pennsylvania 6/3/2024

B
Kentucky 11/18/2022

B
South Dakota 4/28/2022

B
Louisiana 6/17/2020

B
Texas 6/17/2020

B
Maryland 3/2/2024

IA
Texas 6/23/2020

B
Massachusetts 6/17/2020

B
Utah 6/17/2020

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
4001 NORTHWEST PARKWAY, DALLAS, TX 75225
Registered with this firm since 6/23/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
4001 NORTHWEST PARKWAY, DALLAS, TX 75225
LONGVIEW, TX
Registered with this firm since 6/17/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/16/2016 - 07/06/2020 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) LONGVIEW, TX
B
08/16/2016 - 07/06/2020 STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793) LONGVIEW, TX
IA
04/07/2014 - 06/30/2016 STRATEGIC ADVISERS, INC. (CRD#:104555) DALLAS, TX
B
08/06/2010 - 06/29/2016 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) DALLAS, TX
B
08/11/2009 - 03/09/2010 MPG FINANCIAL, LLC (CRD#:146670) RICHARDSON, TX
B
07/28/2009 - 08/26/2009 METLIFE SECURITIES INC. (CRD#:14251) FORT WORTH, TX
B
02/12/2009 - 05/29/2009 AXA ADVISORS, LLC (CRD#:6627) DALLAS, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.