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Detailed Report
SCOTT MATTHEW PITTMAN
SCOTT PITTMAN
CRD#: 5592995
IA
Investment Adviser
B
Broker
CALTON & ASSOCIATES, INC.CRD#: 20999 BLUEFIELD, WV
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (<1 year)2 FIRMS2010 - Present (15 years)
License(s)

State Registrations

B
West Virginia 1/19/2010
IA
West Virginia 1/27/2010

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CALTON & ASSOCIATES, INC. (CRD#:20999)
BLUEFIELD, WV
Registered with this firm since 1/27/2010
B
CALTON & ASSOCIATES, INC. (CRD#:20999)
BLUEFIELD, WV
Registered with this firm since 1/19/2010
Previous Registration(s)
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IA
 12/10/2008 - 08/14/2009 EDWARD JONES (CRD#:250) ST. LOUIS, MO
B
 10/31/2008 - 08/14/2009 EDWARD JONES (CRD#:250) ST. LOUIS, MO
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.