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ROBERT LYLE COTTER III
ROB L COTTER III, ROB L COTTER, ROB LYLE COTTER III, ROB COTTER, ROBERT L COTTER…
CRD#: 5592581
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 3219 EMERALD LN
STE 200
JEFFERSON CITY, MO 65109-6935
Registration History
2010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BRAYMOND JAMES FINANCIAL SERVIC... (CRD# 6694)2009 - 2022 (13 years)IARAYMOND JAMES FINANCIAL SERVIC... (CRD# 149018)2011 - 2022 (11 years)
License(s)

State Registrations

B
Arizona 11/4/2022

B
Missouri 11/4/2022

B
Arkansas 12/19/2023

IA
Missouri 11/4/2022

B
Florida 11/4/2022

B
Nevada 11/4/2022

B
Illinois 11/4/2022

B
Ohio 7/25/2024

B
Indiana 11/4/2022

B
South Carolina 11/4/2022

B
Iowa 3/30/2023

B
Texas 11/4/2022

B
Kansas 3/27/2024

IA
Texas 11/4/2022

B
Kentucky 11/4/2022

B
Utah 3/30/2023

B
Maryland 12/19/2023

B
Wisconsin 11/4/2022

B
Michigan 11/4/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3219 EMERALD LN STE 200, JEFFERSON CITY, MO 65109-6935
825 MARYVILLE CENTRE DR STE 210, CHESTERFIELD, MO 63017
Registered with this firm since 11/4/2022

B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
3219 EMERALD LN STE 200, JEFFERSON CITY, MO 65109-6935
825 MARYVILLE CENTRE DR STE 210, CHESTERFIELD, MO 63017
Registered with this firm since 11/4/2022

Previous Registration(s)
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IA
04/04/2011 - 11/11/2022 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) OSAGE BEACH, MO
B
03/04/2009 - 11/11/2022 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) OSAGE BEACH, MO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.