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MICHAEL GERARD BRENNAN JR
MICHAEL GERARD BRENNAN, Michael G Brennan Jr, Michael G Brennan
CRD#: 5592215
IA
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CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD#: 149124 RALEIGH, NC
CAPITAL INVESTMENT GROUP, INC.CRD#: 14752 RALEIGH, NC
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Disclosures
14
Years of Experience
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State Registrations
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North Carolina 1/3/2023
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North Carolina 1/19/2023
SRO Registrations
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Registered with this firm since 1/19/2023
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Registered with this firm since 1/3/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/03/2023 - 01/19/2023 | RALEIGH, NC | |
IA | 11/26/2021 - 11/25/2022 | CARY, NC | |
B | 11/19/2021 - 11/25/2022 | CARY, NC | |
B | 06/18/2018 - 10/20/2021 | DALLAS, TX | |
B | 01/07/2016 - 05/31/2018 | New York, NY | |
B | 02/25/2014 - 01/04/2016 | NEW YORK, NY | |
B | 04/23/2012 - 11/16/2012 | NEW YORK, NY | |
B | 03/17/2010 - 04/20/2012 | NEW YORK, NY | |
B | 10/09/2008 - 03/22/2010 | WOODBURY, NY |
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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