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MARY CATHERINE WEST MACLEFKO
MARY CATHERINE WEST LEFKO
CRD#: 5591703
IA
B
LINCOLN INVESTMENTCRD#: 519 1961 WEHRLE DR STE 6
WILLIAMSVILLE, NY 14221
WILLIAMSVILLE, NY 14221
0
Disclosures
16
Years of Experience
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State Registrations
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Florida 1/3/2017
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New York 3/25/2021
B
Maryland 9/30/2019
B
Rhode Island 1/20/2021
B
New York 1/3/2017
B
Virginia 1/4/2019
SRO Registrations
B
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Registered with this firm since 3/25/2021
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Registered with this firm since 1/3/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 01/14/2011 - 01/03/2017 | WILLIAMSVILLE, NY | |
B | 01/01/2009 - 01/06/2011 | POUGHKEEPSIE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.