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Detailed Report
Alejandro LeonRodriguez
ALEJANDRO LEON, ALEJANDRO LEON RODRIGUEZ, ALEJANDRO LEONRODRIGUEZ
CRD#: 5591527
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 400 S RAMPART BLVD
LAS VEGAS, NV 89145
Registration History
2010201220142016201820202022202420262 FIRMS2009 - 2011 (1 year)2 FIRMS2011 - 2017 (6 years)2 FIRMS2020 - 2021 (1 year)2 FIRMS2023 - Present (1 year)
License(s)

State Registrations

B
Arizona 4/25/2023
IA
Nevada 4/24/2023
B
California 4/25/2023
B
Oregon 4/25/2023
B
Florida 5/9/2023
B
Texas 4/25/2023
B
Idaho 4/25/2023
IA
Texas 4/26/2023
B
Nevada 4/19/2023
B
Utah 4/25/2023

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
400 S RAMPART BLVD, LAS VEGAS, NV 89145
Registered with this firm since 4/24/2023
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
400 S RAMPART BLVD, LAS VEGAS, NV 89145
Registered with this firm since 4/19/2023
Previous Registration(s)
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IA
 02/10/2020 - 10/28/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LAS VEGAS, NV
B
 01/23/2020 - 10/28/2021 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) LAS VEGAS, NV
IA
 01/03/2011 - 09/19/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HENDERSON, NV
B
 01/03/2011 - 09/19/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) HENDERSON, NV
IA
 03/27/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NORTH LAS VEGAS, NV
B
 03/09/2009 - 01/03/2011 WELLS FARGO INVESTMENTS, LLC (CRD#:10582) NORTH LAS VEGAS, NV
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.