Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
Evan Jared Potash
EVAN J POTASH, EVAN JARED POTASH, Evan Potash
CRD#: 5588820
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 41 University Drive, Suite 400
Office 423, 427, 439
Newtown, PA 18940
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2013 (1 year)2 FIRMS2013 - 2017 (4 years)2 FIRMS2018 - Present (7 years)BLPL FINANCIAL LLC (CRD# 6413)2010 - 2011 (1 year)BMML INVESTORS SERVICES, INC. (CRD# 10409)2008 - 2010 (1 year)
License(s)

State Registrations

B
California 6/17/2022
B
Nevada 12/10/2019
B
Colorado 1/18/2023
B
New Hampshire 11/7/2022
B
Delaware 1/2/2018
B
New Jersey 1/2/2018
B
District of Columbia 11/18/2022
B
New York 10/3/2018
B
Florida 1/2/2018
B
Ohio 3/4/2019
B
Illinois 3/30/2023
B
Pennsylvania 1/2/2018
B
Louisiana 5/18/2020
IA
Pennsylvania 1/2/2018
B
Maine 3/4/2022
B
South Dakota 9/20/2022
B
Maryland 10/11/2018
B
Utah 2/22/2022
B
Massachusetts 6/1/2022
B
Virginia 9/1/2021
B
Missouri 1/30/2023
B
Washington 6/6/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
41 University Drive, Suite 400 Office 423, 427, 439, Newtown, PA 18940
Holland, PA
Registered with this firm since 1/2/2018
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
41 University Drive, Suite 400 Office 423, 427, 439, Newtown, PA 18940
Holland, PA
Registered with this firm since 1/2/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/27/2013 - 12/21/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEWTOWN, PA
B
 08/27/2013 - 12/21/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) NEWTOWN, PA
IA
 05/23/2012 - 08/23/2013 PNC INVESTMENTS (CRD#:129052) WARRINGTON, PA
B
 02/17/2012 - 08/23/2013 PNC INVESTMENTS (CRD#:129052) WARRINGTON, PA
B
 12/09/2010 - 12/21/2011 LPL FINANCIAL LLC (CRD#:6413) ARDMORE, PA
B
 10/08/2008 - 09/21/2010 MML INVESTORS SERVICES, INC. (CRD#:10409) HORSHAM, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.