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Detailed Report
TIMOTHY CLARK WATTS
TIMOTHY WATTS
CRD#: 5588263
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 ONE DESTINY WAY
WESTLAKE, TX 76262
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 4001 NORTHWEST PARKWAY
DALLAS, TX 75225
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2012 (1 year)2 FIRMS2012 - 2019 (7 years)2 FIRMS2019 - Present (5 years)BWOODBURY FINANCIAL SERVICES, INC. (CRD# 421)2009 - 2010 (<1 year)BCOMPASS BROKERAGE, INC. (CRD# 17086)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Arizona 3/2/2024
B
New Mexico 4/16/2019
B
California 7/19/2024
B
New York 7/6/2022
B
Colorado 3/4/2022
B
North Carolina 4/16/2019
B
Florida 4/16/2019
B
Oklahoma 4/16/2019
B
Georgia 7/21/2023
B
Oregon 11/21/2024
B
Idaho 11/21/2024
B
Texas 4/11/2019
B
Indiana 3/2/2024
IA
Texas 4/16/2019
B
Louisiana 4/16/2019
B
Virginia 9/9/2022
B
New Hampshire 11/21/2024

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
ONE DESTINY WAY, WESTLAKE, TX 76262
Registered with this firm since 4/16/2019
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
4001 NORTHWEST PARKWAY, DALLAS, TX 75225
ARLINGTON, TX
Registered with this firm since 4/11/2019
Previous Registration(s)
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IA
 02/17/2012 - 04/08/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT WORTH, TX
B
 02/17/2012 - 04/08/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT WORTH, TX
IA
 05/10/2010 - 02/22/2012 EDWARD JONES (CRD#:250) FORT WORTH, TX
B
 03/22/2010 - 02/22/2012 EDWARD JONES (CRD#:250) FORT WORTH, TX
B
 10/15/2009 - 03/25/2010 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) KELLER, TX
B
 03/30/2009 - 07/29/2009 COMPASS BROKERAGE, INC. (CRD#:17086) FORT WORTH, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.