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Detailed Report
CHRISTOPHER MICHAEL AUTEN
CHRISTOPHER AUTEN
CRD#: 5588191
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Investment Adviser
EMPIRICAL WEALTH MANAGEMENTCRD#: 152622 2955 Main Street
Suite 208
Irvine, CA 92614
Registration History
20122014201620182020202220242026IAEMPIRICAL WEALTH MANAGEMENT (CRD# 152622)2023 - Present (2 years)IACRESTWOOD ADVISORS (CRD# 286243)2021 - 2022 (1 year)IARZH ADVISORS LLC (CRD# 125696)2014 - 2021 (6 years)IAAMERIPRISE FINANCIAL SERVICES,... (CRD# 6363)2012 - 2014 (2 years)
License(s)

State Registrations

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California 7/19/2023
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Washington 7/19/2023
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Oregon 3/9/2023
Current Registration(s)
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EMPIRICAL WEALTH MANAGEMENT (CRD#:152622)
2955 Main Street Suite 208, Irvine, CA 92614
Registered with this firm since 3/9/2023
Previous Registration(s)
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 09/22/2021 - 11/12/2022 CRESTWOOD ADVISORS (CRD#:286243) Westport, CT
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 09/30/2014 - 08/04/2021 RZH ADVISORS LLC (CRD#:125696) STAMFORD, CT
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 03/09/2012 - 09/04/2014 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HARRISON, NY
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.