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RICHARD STANLEY BLATTER II
RICHARD STANLEY BLATTER, RICHARD S BLATTER II, Rick Blatter II
CRD#: 5588054
IA
B
THURSTON SPRINGER ADVISORSCRD#: 299201 110 N. Grand Ave
Suite 212
Sun Prairie, WI 53590
Suite 212
Sun Prairie, WI 53590
THURSTON SPRINGER FINANCIALCRD#: 8478 110 N. Grand Ave
Suite 212
Sun Prairie, WI 53590
Suite 212
Sun Prairie, WI 53590
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
Arizona 7/7/2021
B
South Carolina 8/31/2021
B
Florida 8/31/2021
B
Washington 8/31/2021
B
Georgia 9/9/2024
B
Wisconsin 11/20/2020
B
Michigan 8/31/2021
IA
Wisconsin 11/20/2020
B
Ohio 11/20/2020
SRO Registrations
B
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IA
Registered with this firm since 11/20/2020
B
Registered with this firm since 11/20/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 09/11/2015 - 11/13/2020 | Sun Prairie, WI | |
B | 09/11/2015 - 11/13/2020 | Sun Prairie, WI | |
IA | 06/21/2010 - 08/18/2015 | MADISON, WI | |
B | 06/21/2010 - 08/18/2015 | MADISON, WI | |
B | 01/15/2009 - 06/21/2010 | MADISON, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.