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Detailed Report
RICHARD STANLEY BLATTER II
RICHARD STANLEY BLATTER, RICHARD S BLATTER II, Rick Blatter II
CRD#: 5588054
IA
Investment Adviser
B
Broker
THURSTON SPRINGER ADVISORSCRD#: 299201 110 N. Grand Ave
Suite 212
Sun Prairie, WI 53590
THURSTON SPRINGER FINANCIALCRD#: 8478 110 N. Grand Ave
Suite 212
Sun Prairie, WI 53590
Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2015 (5 years)2 FIRMS2015 - 2020 (5 years)2 FIRMS2020 - Present (4 years)BH.D. VEST INVESTMENT SERVICES (CRD# 13686)2009 - 2010 (1 year)
License(s)

State Registrations

B
Arizona 7/7/2021
B
South Carolina 8/31/2021
B
Florida 8/31/2021
B
Washington 8/31/2021
B
Georgia 9/9/2024
B
Wisconsin 11/20/2020
B
Michigan 8/31/2021
IA
Wisconsin 11/20/2020
B
Ohio 11/20/2020

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
THURSTON SPRINGER ADVISORS (CRD#:299201)
110 N. Grand Ave Suite 212, Sun Prairie, WI 53590
Registered with this firm since 11/20/2020
B
THURSTON SPRINGER FINANCIAL (CRD#:8478)
110 N. Grand Ave Suite 212, Sun Prairie, WI 53590
Registered with this firm since 11/20/2020
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 09/11/2015 - 11/13/2020 GRADIENT WEALTH MANAGEMENT (CRD#:127701) Sun Prairie, WI
B
 09/11/2015 - 11/13/2020 GRADIENT SECURITIES, LLC (CRD#:127701) Sun Prairie, WI
IA
 06/21/2010 - 08/18/2015 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) MADISON, WI
B
 06/21/2010 - 08/18/2015 WOODBURY FINANCIAL SERVICES, INC. (CRD#:421) MADISON, WI
B
 01/15/2009 - 06/21/2010 H.D. VEST INVESTMENT SERVICES (CRD#:13686) MADISON, WI
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.