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WHITNEY HODGES HENSON
WHITNEY BLAIR HODGES
CRD#: 5587832
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 569 BROOKWOOD VLG
BIRMINGHAM, AL 35209
BIRMINGHAM, AL 35209
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
Alabama 9/11/2015
B
Michigan 1/30/2024
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Alabama 9/11/2015
B
Mississippi 1/30/2024
B
Alaska 11/8/2023
B
Missouri 1/30/2024
B
Arkansas 3/11/2024
B
New Jersey 11/8/2023
B
California 1/22/2024
B
New Mexico 11/8/2023
B
Colorado 1/30/2024
B
New York 11/8/2023
B
Connecticut 11/8/2023
B
North Carolina 1/30/2024
B
District of Columbia 11/8/2023
B
Ohio 1/30/2024
B
Florida 1/30/2024
B
Oregon 12/18/2023
B
Georgia 2/1/2024
B
Pennsylvania 1/30/2024
B
Illinois 11/8/2023
B
South Carolina 1/30/2024
B
Indiana 1/30/2024
B
Tennessee 1/30/2024
B
Kansas 11/8/2023
IA
Texas 7/3/2018
B
Kentucky 1/30/2024
B
Texas 1/30/2024
B
Louisiana 1/30/2024
B
Virginia 1/30/2024
B
Maryland 1/30/2024
B
Washington 1/30/2024
B
Massachusetts 11/8/2023
B
West Virginia 1/30/2024
SRO Registrations
B
B
B
B
B
B
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Registered with this firm since 9/11/2015
B
Registered with this firm since 9/11/2015
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/03/2012 - 08/28/2015 | BIRMINGHAM, AL | |
B | 10/03/2012 - 08/28/2015 | BIRMINGHAM, AL | |
IA | 11/13/2009 - 10/31/2012 | BIRMINGHAM, AL | |
B | 11/13/2009 - 10/31/2012 | BIRMINGHAM, AL | |
IA | 12/18/2008 - 11/18/2009 | BIRMINGHAM, AL | |
B | 11/20/2008 - 11/18/2009 | BIRMINGHAM, AL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.