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Wendy Whiffen Seale
WENDY SEALE, WENDY SUSAN SKINNER, WENDY SUSAN WHIFFEN
CRD#: 5587285
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 14241 DALLAS PARKWAY SUITE 840
DALLAS, TX 75254
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2011 (2 years)2 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - 2012 (<1 year)2 FIRMS2012 - 2018 (5 years)2 FIRMS2018 - Present (6 years)
License(s)

State Registrations

B
Arkansas 8/31/2018

B
Kansas 7/22/2021

B
California 10/21/2021

B
New York 7/14/2022

B
Colorado 9/14/2023

B
Texas 8/31/2018

B
Florida 8/31/2018

IA
Texas 8/31/2018

B
Georgia 8/31/2018

B
Washington 10/20/2020

B
Illinois 1/3/2022

SRO Registrations

B
FINRA

B
NYSE American LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
14241 DALLAS PARKWAY SUITE 840, DALLAS, TX 75254
Registered with this firm since 8/31/2018

B
EDWARD JONES (CRD#:250)
14241 DALLAS PARKWAY SUITE 840, DALLAS, TX 75254
Registered with this firm since 8/31/2018

Previous Registration(s)
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IA
12/19/2012 - 09/05/2018 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) PLANO, TX
B
12/18/2012 - 09/05/2018 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) PLANO, TX
IA
06/25/2012 - 08/17/2012 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) DALLAS, TX
B
06/25/2012 - 08/17/2012 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) DALLAS, TX
IA
05/20/2011 - 05/09/2012 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) CUERO, TX
B
05/20/2011 - 05/09/2012 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) CUERO, TX
IA
11/18/2008 - 05/24/2011 EDWARD JONES (CRD#:250) GOLIAD, TX
B
10/20/2008 - 05/24/2011 EDWARD JONES (CRD#:250) GOLIAD, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.