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ROBERT ALEXANDER MANN
ALEX MANN, R. ALEX MANN, ROBERT A MANN
CRD#: 5587271
IA
Investment Adviser
B
Broker
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.CRD#: 134139 936 Market St. Suite 207
Fort Mill, SC 29708
CAMBRIDGE INVESTMENT RESEARCH, INC.CRD#: 39543 936 Market St. Suite 207
Fort Mill, SC 29708
Registration History
2010201220142016201820202022202420262 FIRMS2012 - 2015 (3 years)2 FIRMS2015 - 2022 (6 years)2 FIRMS2022 - Present (2 years)BNEW ENGLAND SECURITIES (CRD# 615)2010 - 2012 (1 year)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2010 - 2010 (<1 year)
License(s)

State Registrations

B
Alabama 3/15/2022

B
Pennsylvania 3/15/2022

B
Arizona 6/26/2023

B
South Carolina 3/15/2022

B
California 3/15/2022

IA
South Carolina 3/17/2022

B
Florida 3/15/2022

B
Tennessee 3/15/2022

B
Georgia 3/15/2022

B
Texas 5/5/2023

B
Indiana 3/15/2022

IA
Texas 5/5/2023

B
North Carolina 3/15/2022

B
Virginia 3/15/2022

IA
North Carolina 3/15/2022

B
Wisconsin 3/15/2022

B
Ohio 3/15/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. (CRD#:134139)
936 Market St. Suite 207, Fort Mill, SC 29708
Registered with this firm since 3/15/2022

B
CAMBRIDGE INVESTMENT RESEARCH, INC. (CRD#:39543)
936 Market St. Suite 207, Fort Mill, SC 29708
Registered with this firm since 3/15/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/24/2015 - 03/15/2022 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) CHARLOTTE, NC
B
12/24/2015 - 03/15/2022 LINCOLN FINANCIAL SECURITIES CORPORATION (CRD#:3870) CHARLOTTE, NC
IA
12/19/2012 - 12/28/2015 CAPITAL GUARDIAN WEALTH MANAGEMENT, LLC (CRD#:131631) CHARLOTTE, NC
B
07/13/2012 - 12/28/2015 CAPITAL GUARDIAN, LLC (CRD#:137919)
FINRA expelled the firm on 01/18/2018
CHARLOTTE, NC
B
10/14/2010 - 07/17/2012 NEW ENGLAND SECURITIES (CRD#:615) CHARLOTTE, NC
B
07/21/2010 - 10/05/2010 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) CHARLOTTE, NC
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.