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Detailed Report
DAVID KO
CHUNG HOON KO
CRD#: 5585922
IA
Investment Adviser
FISHER INVESTMENTSCRD#: 107342 6504 International Parkway
Suite 2050
Plano, TX 75093
Registration History
201020122014201620182020202220242026IAFISHER INVESTMENTS (CRD# 107342)2022 - Present (2 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2012 - 2013 (<1 year)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2011 - 2012 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2010 (1 year)
License(s)

State Registrations

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Texas 12/8/2022
Current Registration(s)
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FISHER INVESTMENTS (CRD#:107342)
6504 International Parkway Suite 2050, Plano, TX 75093
Registered with this firm since 12/8/2022
Previous Registration(s)
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 10/01/2012 - 07/19/2013 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
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 07/06/2011 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) NEW YORK, NY
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 01/05/2009 - 10/26/2010 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FREDERICKSBURG, VA
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.