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Registration History
2010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - Present (12 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2009 - 2010 (1 year)
Disclosure(s)
View By:
3/17/2020
Customer Dispute
Denied
12/22/2015
Customer Dispute
Denied
2/7/2013
Customer Dispute
Award / Judgment
License(s)

State Registrations

B
Alabama 6/17/2024

B
Nevada 2/24/2020

B
California 8/29/2013

B
New Hampshire 7/23/2020

B
Colorado 1/25/2013

B
New Jersey 10/1/2012

B
Connecticut 10/1/2012

IA
New Jersey 10/1/2012

B
Delaware 10/1/2012

B
New Mexico 2/7/2019

B
District of Columbia 10/1/2012

B
New York 10/1/2012

B
Florida 10/1/2012

IA
New York 4/13/2021

B
Georgia 3/1/2013

B
North Carolina 10/1/2012

B
Illinois 3/18/2013

B
Ohio 11/24/2014

B
Indiana 2/27/2020

B
Pennsylvania 10/1/2012

B
Louisiana 8/17/2018

B
South Carolina 10/1/2012

B
Maine 11/26/2012

B
Texas 8/31/2016

B
Maryland 8/5/2014

IA
Texas 9/1/2016

B
Massachusetts 5/15/2017

B
Virginia 10/1/2012

B
Minnesota 5/5/2021

B
Washington 10/28/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
490 Fulton St, BROOKLYN, NY 11201
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
490 Fulton St, BROOKLYN, NY 11201
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
10/06/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKLYN, NY
B
10/06/2010 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) BROOKLYN, NY
B
01/06/2009 - 06/16/2010 NATIONAL SECURITIES CORPORATION (CRD#:7569) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.