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William Alexander Santos
WILLIAM A SANTOS
CRD#: 5584992
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J.P. MORGAN SECURITIES LLCCRD#: 79 600 Travis St
Floor 60
Houston, TX 77002
Floor 60
Houston, TX 77002
0
Disclosures
15
Years of Experience
View By:
State Registrations
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Alabama 6/6/2023
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Nebraska 5/4/2023
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Alaska 5/16/2023
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Nevada 6/12/2023
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Arizona 6/28/2023
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New Hampshire 6/28/2023
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Arkansas 6/6/2023
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New Jersey 5/8/2023
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California 5/4/2023
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New Mexico 5/8/2023
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Colorado 6/14/2023
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New York 5/8/2023
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Connecticut 5/8/2023
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North Carolina 5/9/2023
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Delaware 6/28/2023
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North Dakota 5/23/2023
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District of Columbia 5/8/2023
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Ohio 5/21/2023
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Florida 9/8/2023
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Oklahoma 6/28/2023
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Georgia 6/30/2023
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Oregon 6/8/2023
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Hawaii 6/16/2023
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Pennsylvania 5/8/2023
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Idaho 8/11/2023
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Puerto Rico 5/16/2023
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Illinois 9/5/2023
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Rhode Island 5/10/2023
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Indiana 7/11/2023
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South Carolina 5/18/2023
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Iowa 5/9/2023
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South Dakota 6/7/2023
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Kansas 5/8/2023
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Tennessee 5/10/2023
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Kentucky 6/19/2023
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Texas 5/6/2023
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Louisiana 5/8/2023
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Texas 5/6/2023
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Maine 5/24/2023
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Utah 5/31/2023
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Maryland 7/5/2023
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Vermont 6/13/2023
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Massachusetts 6/8/2023
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Virgin Islands 5/10/2023
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Michigan 7/11/2023
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Virginia 5/23/2023
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Minnesota 5/10/2023
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Washington 6/12/2023
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Mississippi 5/8/2023
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West Virginia 5/8/2023
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Missouri 6/15/2023
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Wisconsin 6/12/2023
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Montana 6/6/2023
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Wyoming 5/8/2023
SRO Registrations
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View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
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Registered with this firm since 5/6/2023
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Registered with this firm since 5/4/2023
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 04/11/2022 - 05/13/2022 | Houston, TX | |
IA | 04/11/2022 - 05/13/2022 | HOUSTON, TX | |
B | 02/09/2022 - 05/13/2022 | Houston, TX | |
B | 02/09/2022 - 05/13/2022 | HOUSTON, TX | |
B | 08/02/2016 - 12/11/2021 | Houston, TX | |
IA | 08/02/2016 - 10/07/2018 | Houston, TX | |
IA | 06/30/2014 - 07/01/2016 | HOUSTON, TX | |
B | 05/16/2014 - 07/01/2016 | HOUSTON, TX | |
B | 10/01/2012 - 03/07/2014 | HOUSTON, TX | |
B | 09/26/2008 - 10/01/2012 | HOUSTON, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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