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Detailed Report
MILTON TRAE SCHULTZ III
MILTON SCHULTZ, MILTON SCHULTZ III
CRD#: 5584351
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 11501 ALTERRA PKWY
STE 115 & 550
AUSTIN, TX 78758
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 11501 ALTERRA PKWY
STE 115 & 550
AUSTIN, TX 78758
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2011 - 2011 (<1 year)IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2012 - Present (12 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2009 (<1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2013 - 2018 (5 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 3/4/2025
B
New Jersey 1/4/2019
B
Arizona 1/12/2021
B
New Mexico 1/2/2015
B
Arkansas 1/6/2017
B
New York 1/2/2015
B
California 1/2/2015
B
North Carolina 1/7/2016
B
Colorado 3/4/2022
B
Ohio 9/29/2023
B
Florida 1/4/2019
B
Oregon 1/5/2018
B
Georgia 3/25/2023
B
Pennsylvania 4/23/2020
B
Illinois 3/4/2022
B
Rhode Island 9/29/2023
B
Louisiana 4/23/2020
B
South Carolina 1/6/2016
B
Maine 2/7/2020
B
Tennessee 4/23/2020
B
Maryland 1/4/2019
B
Texas 5/16/2012
B
Massachusetts 1/5/2018
IA
Texas 7/13/2018
B
Michigan 1/6/2016
B
Utah 9/18/2020
B
Minnesota 3/5/2025
B
Virginia 1/6/2017
B
Montana 4/23/2020
B
Washington 1/6/2017
B
Nevada 1/6/2017
B
Wisconsin 4/23/2020
B
New Hampshire 7/30/2024

SRO Registrations

B
 FINRA
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
11501 ALTERRA PKWY STE 115 & 550, AUSTIN, TX 78758
AUSTIN, TX
Registered with this firm since 7/13/2018
B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
11501 ALTERRA PKWY STE 115 & 550, AUSTIN, TX 78758
AUSTIN, TX
Registered with this firm since 5/16/2012
Previous Registration(s)
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IA
 01/28/2013 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) AUSTIN, TX
IA
 01/24/2011 - 09/26/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) AUSTIN, TX
B
 01/24/2011 - 09/26/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) AUSTIN, TX
IA
 05/13/2009 - 09/09/2010 WADDELL & REED, INC. (CRD#:866) AUSTIN, TX
B
 05/13/2009 - 09/09/2010 WADDELL & REED, INC. (CRD#:866) AUSTIN, TX
IA
 01/02/2009 - 02/12/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUSTIN, TX
B
 11/11/2008 - 02/12/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) AUSTIN, TX
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.