Individual Firm
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CHRIS ANDREW MOYSEOS
CHRISTAKIS A MOYSEOS
CRD#: 5584290
IA
B
MORGAN STANLEYCRD#: 149777 301 Congress Avenue
Suite 1400
Austin, TX 78701
Suite 1400
Austin, TX 78701
View By:
6/22/2023
Customer Dispute
Pending
State Registrations
B
California 2/19/2014
B
New Jersey 1/15/2021
B
Colorado 4/18/2013
B
New Mexico 10/19/2015
B
Connecticut 12/13/2023
B
New York 12/1/2011
B
Delaware 3/22/2021
B
North Carolina 1/22/2015
B
Florida 12/1/2011
B
Ohio 5/18/2023
B
Georgia 1/6/2022
B
Pennsylvania 11/28/2018
B
Idaho 3/3/2014
B
Texas 12/1/2011
B
Maine 5/31/2024
IA
Texas 12/1/2011
B
Maryland 3/22/2012
B
Virginia 2/19/2014
B
Nevada 10/3/2018
B
Washington 3/22/2012
SRO Registrations
B
B
B
B
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IA
Registered with this firm since 12/1/2011
B
Registered with this firm since 12/1/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/16/2009 - 12/14/2011 | AUSTIN, TX | |
B | 04/17/2009 - 12/14/2011 | AUSTIN, TX | |
IA | 11/26/2008 - 02/12/2009 | AUSTIN, TX | |
B | 10/30/2008 - 02/12/2009 | AUSTIN, TX |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.