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JUSTIN J SMITH
JUSTIN JOSEPH SMITH
CRD#: 5583902
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 5237 Summerlin Commons Blvd. Suite 326
Fort Myers, FL 33907
CETERA ADVISORS LLCCRD#: 10299 5237 Summerlin Commons Blvd #326
Fort Myers, FL 33907
Registration History
20082010201220142016201820202022202420262 FIRMS2016 - 2022 (5 years)IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2022 - Present (3 years)BSECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2010 - 2016 (6 years)BNYLIFE SECURITIES LLC (CRD# 5167)2008 - 2010 (1 year)IACETERA ADVISORS LLC (CRD# 10299)2022 - 2024 (2 years)IASECURIAN FINANCIAL SERVICES, INC. (CRD# 15296)2012 - 2016 (4 years)
License(s)

State Registrations

B
Arizona 8/25/2022

B
Ohio 11/17/2022

B
Florida 2/8/2022

B
Pennsylvania 11/17/2022

IA
Florida 3/19/2024

B
Tennessee 2/14/2023

B
New York 2/6/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
5237 Summerlin Commons Blvd. Suite 326, Fort Myers, FL 33907
Registered with this firm since 3/19/2024

B
CETERA ADVISORS LLC (CRD#:10299)
5237 Summerlin Commons Blvd #326, Fort Myers, FL 33907
Registered with this firm since 2/8/2022

Previous Registration(s)
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IA
02/09/2022 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) GREENWOOD VILLAGE, IL
IA
10/31/2016 - 02/10/2022 M HOLDINGS SECURITIES, INC. (CRD#:43285) FORT MYERS, FL
B
10/28/2016 - 02/10/2022 M HOLDINGS SECURITIES, INC. (CRD#:43285) FORT MYERS, FL
IA
04/26/2012 - 11/02/2016 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) FORT MYERS, FL
B
09/02/2010 - 11/02/2016 SECURIAN FINANCIAL SERVICES, INC. (CRD#:15296) FORT MYERS, FL
B
12/02/2008 - 08/27/2010 NYLIFE SECURITIES LLC (CRD#:5167) FORT MYERS, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.