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Detailed Report
RYAN M GERIS
RYAN MATTHEW GERIS
CRD#: 5583524
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 130 W SUPERIOR ST
DULUTH, MN 55802
Registration History
20082010201220142016201820202022202420262 FIRMS2011 - 2012 (1 year)2 FIRMS2012 - Present (12 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2008 - 2011 (2 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2009 - 2011 (2 years)
License(s)

State Registrations

B
Arizona 7/2/2012
B
Montana 8/31/2020
B
California 6/21/2012
B
New York 6/6/2024
B
Colorado 7/2/2012
B
North Carolina 7/3/2012
B
District of Columbia 1/8/2016
B
North Dakota 6/13/2024
B
Florida 7/2/2012
B
Oklahoma 8/31/2020
B
Georgia 9/12/2022
B
Oregon 7/2/2012
B
Illinois 7/15/2016
B
Tennessee 2/2/2023
B
Indiana 7/2/2012
B
Texas 7/2/2012
B
Iowa 9/23/2021
IA
Texas 3/27/2013
B
Maine 8/16/2019
B
Virginia 1/4/2019
B
Michigan 3/3/2021
B
Washington 7/2/2012
B
Minnesota 6/21/2012
B
West Virginia 7/12/2022
IA
Minnesota 11/4/2013
B
Wisconsin 7/2/2012

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
130 W SUPERIOR ST, DULUTH, MN 55802
Registered with this firm since 6/21/2012
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
130 W SUPERIOR ST, DULUTH, MN 55802
Registered with this firm since 6/21/2012
Previous Registration(s)
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IA
 03/11/2011 - 06/13/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) DULUTH, MN
B
 03/10/2011 - 06/13/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) DULUTH, MN
IA
 01/20/2009 - 02/11/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DULUTH, MN
B
 11/17/2008 - 02/11/2011 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) DULUTH, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.