• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Jonnathan Mora
JONNATHAN MORA
CRD#: 5582209
IA
Investment Adviser
B
Broker
HSBC SECURITIES (USA) INC.CRD#: 19585 1441 BRICKELL AVENUE, 16TH FLOOR
MIAMI, FL 33131
Registration History
20142015201620172018201920202021202220232024202520262 FIRMS2014 - 2016 (2 years)2 FIRMS2018 - 2021 (3 years)2 FIRMS2022 - Present (2 years)BPAULSON INVESTMENT COMPANY LLC (CRD# 5670)2016 - 2016 (<1 year)
Disclosure(s)
View By:
3/1/2020
Financial
Final
5/15/2018
Financial
Final
License(s)

State Registrations

B
Alabama 2/15/2022

B
Nebraska 2/15/2022

B
Alaska 2/14/2022

B
Nevada 2/24/2022

B
Arizona 2/14/2022

B
New Hampshire 7/22/2022

B
Arkansas 2/14/2022

B
New Jersey 2/14/2022

B
California 1/11/2022

B
New Mexico 2/14/2022

B
Colorado 3/17/2022

B
New York 7/22/2022

B
Connecticut 1/11/2022

IA
New York 7/22/2022

B
Delaware 2/15/2022

B
North Carolina 1/12/2022

B
District of Columbia 1/14/2022

B
North Dakota 2/28/2022

B
Florida 2/14/2022

B
Ohio 1/11/2022

IA
Florida 6/14/2022

B
Oklahoma 2/14/2022

B
Georgia 1/12/2022

B
Oregon 9/11/2022

B
Hawaii 2/15/2022

B
Pennsylvania 1/12/2022

B
Idaho 1/12/2022

B
Puerto Rico 1/26/2022

B
Illinois 3/1/2022

B
Rhode Island 1/21/2022

B
Indiana 2/22/2022

B
South Carolina 3/9/2022

B
Iowa 1/12/2022

B
South Dakota 3/10/2022

B
Kansas 1/11/2022

B
Tennessee 2/15/2022

B
Kentucky 1/27/2022

B
Texas 1/12/2022

B
Louisiana 3/10/2022

B
Utah 2/15/2022

B
Maine 1/11/2022

B
Vermont 2/15/2022

B
Maryland 1/11/2022

B
Virgin Islands 2/17/2022

B
Michigan 2/2/2022

B
Virginia 2/14/2022

B
Minnesota 2/15/2022

B
Washington 2/23/2022

B
Mississippi 2/15/2022

B
West Virginia 2/14/2022

B
Missouri 1/11/2022

B
Wisconsin 1/11/2022

B
Montana 1/11/2022

B
Wyoming 1/18/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HSBC SECURITIES (USA) INC. (CRD#:19585)
1441 BRICKELL AVENUE, 16TH FLOOR, MIAMI, FL 33131
Registered with this firm since 6/14/2022

B
HSBC SECURITIES (USA) INC. (CRD#:19585)
1441 BRICKELL AVENUE, 16TH FLOOR, MIAMI, FL 33131
Registered with this firm since 1/11/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/20/2018 - 11/16/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
B
11/29/2018 - 11/16/2021 J.P. MORGAN SECURITIES LLC (CRD#:79) NEW YORK, NY
B
11/30/2016 - 12/06/2016 PAULSON INVESTMENT COMPANY LLC (CRD#:5670) NEW YORK, NY
IA
07/17/2014 - 02/22/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
B
02/11/2014 - 02/22/2016 UBS FINANCIAL SERVICES INC. (CRD#:8174) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.