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Detailed Report
MALLORY KATE PODESTA
MALLORY K RAFFENSBERGER, MALLORY KATE RAFFENSBERGER
CRD#: 5582089
IA
Investment Adviser
HIGHTOWER ADVISORS, LLCCRD#: 145323 999 S Shady Grove Rd.
Suite 105
Memphis, TN 38120
Registration History
201520162017201820192020202120222023202420252026IAHIGHTOWER ADVISORS, LLC (CRD# 145323)2019 - Present (5 years)IAGREEN SQUARE WEALTH MANAGEMENT... (CRD# 297048)2019 - 2019 (<1 year)IAGREEN SQUARE CAPITAL, LLC (CRD# 115231)2015 - 2019 (3 years)IAGREEN SQUARE CAPITAL, LLC (CRD# 115231)2015 - 2017 (2 years)
License(s)

State Registrations

IA
Tennessee 5/8/2019
Current Registration(s)
IA
HIGHTOWER ADVISORS, LLC (CRD#:145323)
999 S Shady Grove Rd. Suite 105, Memphis, TN 38120
Registered with this firm since 5/8/2019
Previous Registration(s)
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 01/31/2019 - 07/01/2019 GREEN SQUARE WEALTH MANAGEMENT, LLC (CRD#:297048) Memphis, TN
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 12/23/2015 - 02/01/2019 GREEN SQUARE CAPITAL, LLC (CRD#:115231) MEMPHIS, TN
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 10/28/2015 - 12/31/2017 GREEN SQUARE CAPITAL, LLC (CRD#:115231) MEMPHIS, TN
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.