Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
DANIEL E. JAMROZ JR.
CRD#: 5581631
IA
Investment Adviser
B
Broker
STONEX ADVISORS INC.CRD#: 174182 1054 N Grand St
West Suffield, CT 06093
STONEX SECURITIES INC.CRD#: 18456 WEST SUFFIELD, CT
Registration History
2008201020122014201620182020202220242026IASTONEX ADVISORS INC. (CRD# 174182)2015 - Present (10 years)BSTONEX SECURITIES INC. (CRD# 18456)2014 - Present (10 years)BWRP INVESTMENTS, INC. (CRD# 7365)2010 - 2014 (4 years)BNYLIFE SECURITIES LLC (CRD# 5167)2008 - 2010 (1 year)IASTERNE AGEE INVESTMENT ADVISOR... (CRD# 7365)2011 - 2015 (4 years)
License(s)

State Registrations

B
Connecticut 9/12/2014
B
New Jersey 9/12/2014
IA
Connecticut 1/30/2015
B
North Carolina 1/18/2022
B
Florida 1/8/2019
B
Pennsylvania 10/9/2024
B
Maine 12/3/2014
B
Rhode Island 1/18/2022
B
Massachusetts 9/12/2014
B
South Carolina 1/18/2022
IA
Massachusetts 1/30/2015
B
Vermont 9/12/2014
B
New Hampshire 1/28/2015

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STONEX ADVISORS INC. (CRD#:174182)
1054 N Grand St, West Suffield, CT 06093
10 SOUTH MAIN ST SUITE 104, TOPSFIELD, MA 01983
Registered with this firm since 1/30/2015
B
STONEX SECURITIES INC. (CRD#:18456)
WEST SUFFIELD, CT
10 Main St Suite 204, Topsfield, MA 01983
Registered with this firm since 9/12/2014
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 01/07/2011 - 01/30/2015 STERNE AGEE INVESTMENT ADVISOR SERVICES, INC. (CRD#:7365) EAST LONGMEADOW, MA
B
 03/22/2010 - 09/12/2014 WRP INVESTMENTS, INC. (CRD#:7365) EAST LONGMEADOW, MA
B
 11/05/2008 - 03/31/2010 NYLIFE SECURITIES LLC (CRD#:5167) ANDOVER, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.