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Detailed Report
MICHAEL EDWARD GALLETTI
MICHAEL E GALLETTI, M E Galletti
CRD#: 5580301
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 200 B ST
STE 100 1ST FL
SANTA ROSA, CA 95401
Registration History
2010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BMONEY CONCEPTS CAPITAL CORP (CRD# 12963)2010 - 2011 (1 year)
License(s)

State Registrations

B
California 10/12/2021
IA
California 10/12/2021

SRO Registrations

B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
200 B ST STE 100 1ST FL, SANTA ROSA, CA 95401
Registered with this firm since 10/12/2021
B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
200 B ST STE 100 1ST FL, SANTA ROSA, CA 95401
Registered with this firm since 9/3/2021
Previous Registration(s)
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B
 03/17/2010 - 12/31/2011 MONEY CONCEPTS CAPITAL CORP (CRD#:12963) SANTA ROSA, CA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.