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STEPHEN L MAGANA
CRD#: 5579032
IA
B
LPL FINANCIAL LLCCRD#: 6413 750 E WARM SPRINGS RD, STE 300
LAS VEGAS, NV 89119
LAS VEGAS, NV 89119
0
Disclosures
16
Years of Experience
View By:
State Registrations
B
Arizona 4/18/2018
IA
Nevada 5/12/2020
B
Arkansas 11/16/2018
B
North Carolina 4/18/2018
B
California 3/14/2019
B
Oklahoma 7/20/2023
B
Colorado 12/15/2016
B
Pennsylvania 4/18/2018
B
Florida 12/15/2016
B
Texas 3/23/2017
B
Georgia 4/18/2018
IA
Texas 3/29/2019
B
Illinois 12/15/2016
B
Utah 8/8/2022
IA
Illinois 12/15/2016
B
Washington 4/18/2018
B
Michigan 4/18/2018
B
Wisconsin 4/18/2018
B
Nevada 4/21/2020
SRO Registrations
B
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IA
Registered with this firm since 12/15/2016
B
Registered with this firm since 12/15/2016
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2012 - 01/03/2017 | WHEATON, IL | |
B | 10/01/2012 - 01/03/2017 | WHEATON, IL | |
IA | 01/22/2010 - 10/01/2012 | WHEATON, IL | |
B | 08/28/2008 - 10/01/2012 | WHEATON, IL |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.