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MARGARET Alexander ASHOOH
MARGARET M ALEXANDER, MARGARET MADDY ALEXANDER, MEG ALEXANDER, MARGARET A ASHOOH, Margaret Alexander Ashooh
CRD#: 5578616
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
PBIG - SOUTHEAST
ATLANTA, GA 30326
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2010 - 2012 (2 years)2 FIRMS2014 - 2018 (4 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2022 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2021 - Present (3 years)BMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2008 - 2009 (<1 year)IAMORGAN STANLEY & CO. INCORPORATED (CRD# 8209)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 2/22/2022

B
Nebraska 2/22/2022

B
Alaska 2/22/2022

B
Nevada 2/22/2022

B
Arizona 1/24/2022

B
New Hampshire 2/22/2022

B
Arkansas 2/22/2022

B
New Jersey 2/22/2022

B
California 2/22/2022

B
New Mexico 2/22/2022

B
Colorado 11/29/2021

B
New York 2/22/2022

B
Connecticut 11/30/2021

B
North Carolina 2/22/2022

B
Delaware 2/22/2022

B
North Dakota 2/22/2022

B
District of Columbia 11/29/2021

B
Ohio 2/23/2022

B
Florida 11/29/2021

B
Oklahoma 2/22/2022

B
Georgia 2/22/2022

B
Oregon 2/22/2022

IA
Georgia 2/24/2022

B
Pennsylvania 2/22/2022

B
Hawaii 2/22/2022

B
Puerto Rico 11/29/2021

B
Idaho 11/30/2021

B
Rhode Island 2/22/2022

B
Illinois 2/22/2022

B
South Carolina 2/22/2022

B
Indiana 2/22/2022

B
South Dakota 2/22/2022

B
Iowa 2/22/2022

B
Tennessee 2/22/2022

B
Kansas 2/22/2022

B
Texas 2/22/2022

B
Kentucky 2/22/2022

IA
Texas 2/22/2022

B
Louisiana 11/29/2021

B
Utah 2/22/2022

B
Maine 2/22/2022

B
Vermont 2/22/2022

B
Maryland 11/29/2021

B
Virgin Islands 2/22/2022

B
Massachusetts 2/22/2022

B
Virginia 2/22/2022

B
Michigan 2/22/2022

B
Washington 2/22/2022

B
Minnesota 2/22/2022

B
West Virginia 2/22/2022

B
Mississippi 2/22/2022

B
Wisconsin 2/22/2022

B
Missouri 2/22/2022

B
Wyoming 2/22/2022

B
Montana 2/22/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE PBIG - SOUTHEAST, ATLANTA, GA 30326
Registered with this firm since 2/22/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE PBIG - SOUTHEAST, ATLANTA, GA 30326
Registered with this firm since 11/23/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/01/2014 - 07/24/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
05/12/2014 - 07/24/2018 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
IA
06/15/2010 - 11/08/2012 BARCLAYS CAPITAL INC. (CRD#:19714) ATLANTA, GA
B
06/15/2010 - 11/08/2012 BARCLAYS CAPITAL INC. (CRD#:19714) ATLANTA, GA
IA
06/01/2009 - 06/25/2010 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) ATLANTA, GA
B
06/01/2009 - 06/25/2010 MORGAN STANLEY SMITH BARNEY (CRD#:149777) ATLANTA, GA
IA
01/28/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ATLANTA, GA
B
12/09/2008 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ATLANTA, GA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.