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Detailed Report
JEFFREY RICHARD GUINDON
CRD#: 5578137
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Investment Adviser
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Previous Broker
CARRIAGE HILL INVESTMENT ASSOCIATES LLCCRD#: 304487 1689 CROWN AVE.
SUITE 1
LANCASTER, PA 17601
Registration History
201020122014201620182020202220242026IACARRIAGE HILL INVESTMENT ASSOC... (CRD# 304487)2019 - Present (5 years)BCOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2009 - 2015 (6 years)IARKL WEALTH MANAGEMENT LLC (CRD# 122693)2016 - 2019 (2 years)IAPARENTEBEARD WEALTH MANAGEMENT (CRD# 174303)2015 - 2016 (1 year)IACOMMONWEALTH FINANCIAL NETWORK (CRD# 8032)2013 - 2015 (2 years)
License(s)

State Registrations

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Pennsylvania 6/27/2019
Current Registration(s)
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CARRIAGE HILL INVESTMENT ASSOCIATES LLC (CRD#:304487)
1689 CROWN AVE. SUITE 1, LANCASTER, PA 17601
Registered with this firm since 6/27/2019
Previous Registration(s)
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 12/07/2016 - 09/12/2019 RKL WEALTH MANAGEMENT LLC (CRD#:122693) LANCASTER, PA
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 12/17/2015 - 12/08/2016 PARENTEBEARD WEALTH MANAGEMENT (CRD#:174303) LANCASTER, PA
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 01/17/2013 - 12/07/2015 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) LANCASTER, PA
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 08/25/2009 - 12/07/2015 COMMONWEALTH FINANCIAL NETWORK (CRD#:8032) LANCASTER, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.