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CHRISTOPHER JAMES GARDNER
CRD#: 5578056
IA
Investment Adviser
B
Broker
STIFEL, NICOLAUS & COMPANY, INCORPORATEDCRD#: 793 2850 NORTH HARWOOD
18TH FLOOR
DALLAS, TX 75201
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - 2009 (<1 year)2 FIRMS2009 - 2010 (1 year)2 FIRMS2014 - 2015 (1 year)2 FIRMS2015 - Present (9 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2010 - 2014 (3 years)IAJ.P. MORGAN SECURITIES LLC (CRD# 79)2010 - 2012 (1 year)
License(s)

State Registrations

B
Alabama 5/19/2020

B
Missouri 12/4/2015

B
Arizona 12/4/2015

B
Nebraska 12/4/2015

B
Arkansas 12/4/2015

B
Nevada 12/4/2015

B
California 12/4/2015

B
New Hampshire 12/4/2015

B
Colorado 12/4/2015

B
New Jersey 12/4/2015

B
Connecticut 12/4/2015

B
New Mexico 12/4/2015

B
District of Columbia 12/4/2015

B
New York 12/4/2015

B
Florida 12/4/2015

B
North Carolina 12/4/2015

B
Georgia 12/4/2015

B
Ohio 12/4/2015

B
Hawaii 5/19/2020

B
Oklahoma 12/4/2015

B
Idaho 12/4/2015

B
Oregon 7/1/2020

B
Illinois 12/4/2015

B
Pennsylvania 12/4/2015

B
Indiana 12/4/2015

B
Rhode Island 12/4/2015

B
Iowa 7/1/2020

B
South Carolina 12/4/2015

B
Kansas 12/4/2015

B
Tennessee 12/4/2015

B
Kentucky 12/4/2015

B
Texas 12/4/2015

B
Louisiana 12/4/2015

IA
Texas 12/4/2015

B
Maine 12/4/2015

B
Utah 12/4/2015

B
Maryland 12/4/2015

B
Virginia 7/1/2020

B
Massachusetts 12/4/2015

B
Washington 5/19/2020

B
Michigan 12/4/2015

B
West Virginia 12/4/2015

B
Minnesota 5/19/2020

B
Wisconsin 8/12/2021

B
Mississippi 12/4/2015

B
Wyoming 12/4/2015

SRO Registrations

B
Cboe BZX Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2850 NORTH HARWOOD 18TH FLOOR, DALLAS, TX 75201
Registered with this firm since 12/4/2015

B
STIFEL, NICOLAUS & COMPANY, INCORPORATED (CRD#:793)
2850 NORTH HARWOOD 18TH FLOOR, DALLAS, TX 75201
Registered with this firm since 12/4/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/27/2014 - 12/04/2015 BARCLAYS CAPITAL INC. (CRD#:19714) DALLAS, TX
B
06/02/2014 - 12/04/2015 BARCLAYS CAPITAL INC. (CRD#:19714) DALLAS, TX
B
09/03/2010 - 06/03/2014 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
IA
09/03/2010 - 05/15/2012 J.P. MORGAN SECURITIES LLC (CRD#:79) DALLAS, TX
IA
01/30/2009 - 06/07/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ARLINGTON, TX
B
02/04/2009 - 06/07/2010 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) ARLINGTON, TX
IA
10/15/2008 - 01/02/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HURST, TX
B
10/01/2008 - 01/02/2009 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) HURST, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.