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ROGER HARLAN ETH
CRD#: 5577817
IA
Investment Adviser
B
Broker
OSAIC WEALTH, INC.CRD#: 23131 601 NW LOOP 410
SUITE 240
SAN ANTONIO, TX 78216
Registration History
20082010201220142016201820202022202420262 FIRMS2012 - 2025 (12 years)2 FIRMS2025 - Present (<1 year)BINTERCONTINENTAL ASSET MANAGEM... (CRD# 22408)2008 - 2012 (3 years)IAINTERCONTINENTAL WEALTH ADVISO... (CRD# 114787)2009 - 2012 (3 years)
License(s)

State Registrations

B
Arizona 1/24/2025

B
New Jersey 1/24/2025

B
California 1/24/2025

B
New York 1/24/2025

B
Florida 1/24/2025

B
Texas 1/24/2025

B
Massachusetts 1/24/2025

IA
Texas 1/24/2025

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
OSAIC WEALTH, INC. (CRD#:23131)
601 NW LOOP 410 SUITE 240, SAN ANTONIO, TX 78216
Registered with this firm since 1/24/2025

B
OSAIC WEALTH, INC. (CRD#:23131)
601 NW LOOP 410 SUITE 240, SAN ANTONIO, TX 78216
Registered with this firm since 1/24/2025

Previous Registration(s)
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IA
09/07/2012 - 01/24/2025 OSAIC FS, INC. (CRD#:3870) SAN ANTONIO, TX
B
09/07/2012 - 01/24/2025 OSAIC FS, INC. (CRD#:3870) SAN ANTONIO, TX
IA
03/13/2009 - 07/24/2012 INTERCONTINENTAL WEALTH ADVISORS, LLC (CRD#:114787) SAN ANTONIO, TX
B
09/26/2008 - 07/24/2012 INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD. (CRD#:22408) SAN ANTONIO, TX
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.