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Detailed Report
DESIRAE CHRISTINE ZARLING
DESIRAE CHRISTINE NELSON
CRD#: 5577608
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 7601 FRANCE AVE S
STE 600
EDINA, MN 55435-5971
Registration History
201020122014201620182020202220242026IAAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2013 - Present (11 years)BAMERIPRISE FINANCIAL SERVICES, LLC (CRD# 6363)2009 - Present (15 years)
License(s)

State Registrations

B
Minnesota 12/3/2009
IA
Minnesota 12/16/2013

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
7601 FRANCE AVE S STE 600, EDINA, MN 55435-5971
Minnetonka, MN
Registered with this firm since 12/16/2013
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
7601 FRANCE AVE S STE 600, EDINA, MN 55435-5971
Minnetonka, MN
Registered with this firm since 10/7/2009
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.