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Detailed Report
SHAWKY A YOAKIM
SHAWKY A. YOAKIM, SHAWKY AZIZ YOAKIM
CRD#: 5576729
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 488 LIBERTY ST.
WAUCONDA, IL 60084
Registration History
2010201220142016201820202022202420262 FIRMS2019 - 2021 (2 years)2 FIRMS2021 - Present (4 years)BMML INVESTORS SERVICES, LLC (CRD# 10409)2014 - 2019 (4 years)BNYLIFE SECURITIES LLC (CRD# 5167)2010 - 2014 (4 years)
License(s)

State Registrations

B
Arizona 7/11/2024
B
New Jersey 9/2/2024
B
California 1/22/2021
B
New York 8/31/2023
B
Florida 7/25/2022
B
Rhode Island 3/24/2022
B
Georgia 1/12/2024
B
Tennessee 3/18/2025
B
Illinois 1/14/2021
B
Texas 10/11/2023
IA
Illinois 1/14/2021
IA
Texas 10/19/2023
B
Indiana 1/22/2021
B
Virginia 5/22/2023
B
Minnesota 2/10/2025
B
Wisconsin 9/20/2021
B
Missouri 9/20/2022

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
488 LIBERTY ST., WAUCONDA, IL 60084
2100 N. ROUTE 83, ROUND LAKE BEACH, IL 60073
Registered with this firm since 1/14/2021
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
488 LIBERTY ST., WAUCONDA, IL 60084
2100 N. ROUTE 83, ROUND LAKE BEACH, IL 60073
Registered with this firm since 1/14/2021
Previous Registration(s)
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IA
 01/16/2019 - 01/15/2021 FIFTH THIRD SECURITIES, INC. (CRD#:628) BUFFALO GROVE, IL
B
 01/16/2019 - 01/15/2021 FIFTH THIRD SECURITIES, INC. (CRD#:628) BUFFALO GROVE, IL
B
 07/07/2014 - 01/22/2019 MML INVESTORS SERVICES, LLC (CRD#:10409) Hoffman Estates, IL
B
 03/17/2010 - 06/02/2014 NYLIFE SECURITIES LLC (CRD#:5167) DOWNERS GROVE, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.