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Detailed Report
Andrew Murdoch
ANDREW JAMES MURDOCH
CRD#: 5575143
IA
Investment Adviser
B
Broker
EDWARD JONESCRD#: 250 2615 Northridge Pkwy 102
AMES, IA 50010-4087
Registration History
20082010201220142016201820202022202420262 FIRMS2016 - 2022 (5 years)2 FIRMS2022 - Present (3 years)BTRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2008 - 2016 (7 years)IATRANSAMERICA FINANCIAL ADVISOR... (CRD# 16164)2009 - 2016 (7 years)
License(s)

State Registrations

B
California 2/2/2022
B
Maryland 11/30/2022
B
Colorado 11/14/2022
B
Minnesota 1/21/2022
B
Florida 6/10/2024
B
North Dakota 9/15/2022
B
Hawaii 12/11/2023
B
Ohio 8/5/2024
B
Illinois 1/21/2022
B
South Carolina 8/27/2024
B
Iowa 1/21/2022
B
South Dakota 9/23/2022
IA
Iowa 1/21/2022
B
Texas 7/28/2022
B
Kansas 6/16/2023
IA
Texas 7/29/2022
B
Kentucky 7/26/2022

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
EDWARD JONES (CRD#:250)
2615 Northridge Pkwy 102, AMES, IA 50010-4087
Registered with this firm since 1/21/2022
B
EDWARD JONES (CRD#:250)
2615 Northridge Pkwy 102, AMES, IA 50010-4087
Registered with this firm since 1/21/2022
Previous Registration(s)
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IA
 04/18/2016 - 01/23/2022 PRINCIPAL SECURITIES, INC. (CRD#:1137) Ames, IA
B
 04/13/2016 - 01/23/2022 PRINCIPAL SECURITIES, INC. (CRD#:1137) Ames, IA
IA
 02/16/2009 - 04/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC. (CRD#:16164) AMES, IA
B
 09/18/2008 - 04/13/2016 TRANSAMERICA FINANCIAL ADVISORS, INC (CRD#:16164) AMES, IA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.