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BETH DI ROMA
BETH ANN DI ROMA, BETH ANN SNOW
CRD#: 5574835
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 7370 COLLEGE PARKWAY
SUITE 100
FORT MYERS, FL 33907
Registration History
20082010201220142016201820202022202420262 FIRMS2023 - Present (2 years)BWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2008 - 2023 (14 years)IAWELLS FARGO CLEARING SERVICES, LLC (CRD# 19616)2009 - 2023 (13 years)
License(s)

State Registrations

B
Alabama 2/3/2023

B
Missouri 2/3/2023

B
Arizona 2/3/2023

B
Montana 2/3/2023

B
California 2/3/2023

B
Nebraska 2/3/2023

B
Colorado 2/3/2023

B
New Hampshire 2/8/2023

B
Connecticut 2/3/2023

B
New Jersey 2/3/2023

B
Florida 2/3/2023

B
New York 2/3/2023

IA
Florida 2/6/2023

B
North Carolina 2/3/2023

B
Georgia 2/3/2023

B
Ohio 2/3/2023

B
Illinois 2/3/2023

B
Pennsylvania 2/3/2023

B
Indiana 2/3/2023

B
South Carolina 2/3/2023

B
Iowa 2/3/2023

B
Tennessee 2/3/2023

B
Kentucky 2/3/2023

B
Texas 2/3/2023

B
Maine 2/3/2023

IA
Texas 2/3/2023

B
Maryland 2/3/2023

B
Virginia 2/3/2023

B
Massachusetts 2/3/2023

B
Washington 2/3/2023

B
Michigan 2/3/2023

B
West Virginia 2/3/2023

B
Minnesota 2/3/2023

B
Wisconsin 2/3/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
7370 COLLEGE PARKWAY SUITE 100, FORT MYERS, FL 33907
Registered with this firm since 2/3/2023

B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
7370 COLLEGE PARKWAY SUITE 100, FORT MYERS, FL 33907
Registered with this firm since 2/3/2023

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/26/2009 - 02/03/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FORT MYERS, FL
B
09/01/2008 - 02/03/2023 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) FORT MYERS, FL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.