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CLAIMENT ALLEGES THE RR RECOMMENDED AN UNSUITABLE OIL & GAS INVESTMENT.
Damage Amount Requested
$75,000.00
Broker Comment
I strongly stand by the recommendation made to the investor and intend to defend myself against this frivolous and unfounded claim. At the time the recommendation was made in 2014, the investment was suitable. These claims are being submitted to my former brokerage firm, Lincoln Financial Advisors without naming me as a respondent. This matter was reported by Lincoln Financial on my record despite me not being named or involved in the matter.
2/16/2024
Customer Dispute
Pending
Allegations
CLAIMANT ALLEGES THE RR RECOMMENDED AN UNSUITABLE OIL & GAS INVESTMENT.
Damage Amount Requested
$50,000.00
Broker Comment
I strongly stand by the recommendation made to the investor and intend to defend myself against this frivolous and unfounded claim. At the time the recommendation was made in 2014, the investment was suitable. These claims are being submitted to my former brokerage firm, Lincoln Financial Advisors without naming me as a respondent. This matter was reported by Lincoln Financial on my record despite me not being named or involved in the matter.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.