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BRIAN DOUGLAS POLLAK
BRIAN POLLACK
CRD#: 5573329
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 43 VILLAGE WAY
SUITE 201
HUDSON, OH 44236
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Arizona 2/9/2010

B
Nevada 1/10/2012

B
Arkansas 12/13/2019

B
New Hampshire 12/24/2024

B
California 2/9/2010

B
New Jersey 8/27/2008

B
Colorado 2/9/2010

B
New Mexico 12/24/2024

B
Connecticut 12/24/2024

B
New York 2/9/2010

B
Delaware 1/4/2024

B
North Carolina 2/4/2010

B
District of Columbia 2/9/2010

B
Ohio 8/27/2008

B
Florida 2/9/2010

IA
Ohio 9/26/2008

B
Georgia 11/18/2014

B
Oregon 2/9/2010

B
Illinois 1/4/2011

B
Pennsylvania 12/6/2018

B
Indiana 2/9/2010

B
South Carolina 2/9/2010

B
Kansas 7/19/2011

B
Tennessee 5/14/2018

B
Kentucky 11/6/2020

B
Texas 2/9/2010

B
Maine 2/9/2010

IA
Texas 2/22/2010

B
Maryland 2/9/2010

B
Vermont 12/24/2024

B
Massachusetts 2/9/2010

B
Virginia 2/9/2018

B
Michigan 2/9/2010

B
Washington 3/17/2020

B
Minnesota 3/9/2015

B
West Virginia 1/3/2025

B
Montana 2/9/2010

B
Wisconsin 3/14/2018

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
43 VILLAGE WAY SUITE 201, HUDSON, OH 44236
30050 CHAGRIN BOULEVARD SUITE 200, PEPPER PIKE, OH 44124
Registered with this firm since 9/26/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
43 VILLAGE WAY SUITE 201, HUDSON, OH 44236
30050 CHAGRIN BOULEVARD SUITE 200, PEPPER PIKE, OH 44124
Registered with this firm since 8/27/2008

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.