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Jesse Tseng Wang
JESSE TSENG WANG, Jesse Wang
CRD#: 5573018
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 110 N WACKER DR
CHICAGO, IL 60606
Registration History
2010201220142016201820202022202420262 FIRMS2017 - Present (7 years)BAMERICAN TRUST INVESTMENT SERV... (CRD# 3001)2014 - 2017 (3 years)BLASALLE ST SECURITIES, L.L.C. (CRD# 7191)2009 - 2014 (4 years)BNATIONAL SECURITIES CORPORATION (CRD# 7569)2009 - 2009 (<1 year)IAAMERICAN TRUST INVESTMENT SERV... (CRD# 3001)2015 - 2017 (2 years)IACHICAGO CAPITAL MANAGEMENT ADV... (CRD# 123483)2012 - 2017 (5 years)
License(s)

State Registrations

B
Arizona 10/27/2017

B
Massachusetts 9/21/2022

B
Arkansas 9/14/2022

B
Michigan 12/21/2021

B
California 2/28/2020

B
Nevada 10/9/2018

B
Colorado 9/13/2022

B
New Hampshire 1/9/2025

B
Delaware 10/16/2017

B
New York 9/27/2018

B
Florida 1/18/2023

B
Oregon 9/29/2022

B
Illinois 10/4/2017

IA
Texas 9/12/2022

IA
Illinois 10/4/2017

B
Texas 9/4/2024

B
Indiana 10/18/2017

B
Washington 9/12/2022

B
Maryland 2/12/2019

B
Wisconsin 2/28/2020

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Downers Grove, IL
Registered with this firm since 10/4/2017

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
110 N WACKER DR, CHICAGO, IL 60606
Downers Grove, IL
Registered with this firm since 10/3/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
02/10/2015 - 09/19/2017 AMERICAN TRUST INVESTMENT SERVICES ADVISORY (CRD#:3001) CHICAGO, IL
B
04/02/2014 - 09/19/2017 AMERICAN TRUST INVESTMENT SERVICES, INC. (CRD#:3001) CHICAGO, IL
IA
03/15/2012 - 09/01/2017 CHICAGO CAPITAL MANAGEMENT ADVISORS, LLC (CRD#:123483) LISLE, IL
B
09/29/2009 - 03/28/2014 LASALLE ST SECURITIES, L.L.C. (CRD#:7191) CHICAGO, IL
B
01/22/2009 - 09/21/2009 NATIONAL SECURITIES CORPORATION (CRD#:7569) OAKBROOK TERRACE, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.