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Detailed Report
GREGORY EDWARD HJELM
GREGORY EDWARD ROBERT HJELM, Gregory Hjelm
CRD#: 5572674
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 802 COMMONS DR
GENEVA, IL 60134
Registration History
20082010201220142016201820202022202420262 FIRMS2009 - 2010 (1 year)2 FIRMS2014 - 2017 (2 years)2 FIRMS2017 - Present (7 years)BWORLD GROUP SECURITIES, INC. (CRD# 114473)2008 - 2009 (<1 year)
License(s)

State Registrations

B
Alabama 1/23/2023
B
Nebraska 1/23/2023
B
Alaska 1/23/2023
B
Nevada 6/13/2017
B
Arizona 6/13/2017
B
New Hampshire 1/23/2023
B
Arkansas 1/23/2023
B
New Jersey 1/23/2023
B
California 1/23/2023
B
New Mexico 1/23/2023
B
Colorado 1/23/2023
B
New York 8/31/2022
B
Connecticut 1/23/2023
B
North Carolina 1/23/2023
B
Delaware 1/23/2023
B
North Dakota 1/23/2023
B
District of Columbia 1/23/2023
B
Ohio 1/23/2023
B
Florida 6/13/2017
B
Oklahoma 1/23/2023
B
Georgia 1/23/2023
B
Oregon 1/23/2023
B
Hawaii 1/23/2023
B
Pennsylvania 1/23/2023
B
Idaho 1/23/2023
B
Puerto Rico 1/23/2023
B
Illinois 6/13/2017
B
Rhode Island 1/23/2023
IA
Illinois 6/13/2017
B
South Carolina 1/23/2023
B
Indiana 6/13/2017
B
South Dakota 1/23/2023
B
Iowa 6/13/2017
B
Tennessee 1/23/2023
B
Kansas 1/23/2023
B
Texas 6/13/2017
B
Kentucky 6/13/2017
IA
Texas 6/19/2017
B
Louisiana 1/23/2023
B
Utah 1/23/2023
B
Maine 1/23/2023
B
Vermont 1/23/2023
B
Maryland 1/23/2023
B
Virgin Islands 1/23/2023
B
Massachusetts 1/23/2023
B
Virginia 1/23/2023
B
Michigan 6/13/2017
B
Washington 1/23/2023
B
Minnesota 1/23/2023
B
West Virginia 1/23/2023
B
Mississippi 1/23/2023
B
Wisconsin 6/13/2017
B
Missouri 6/13/2017
B
Wyoming 1/23/2023
B
Montana 1/23/2023

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
802 COMMONS DR, GENEVA, IL 60134
Registered with this firm since 6/13/2017
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
802 COMMONS DR, GENEVA, IL 60134
Registered with this firm since 6/13/2017
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 12/01/2014 - 05/04/2017 PNC INVESTMENTS (CRD#:129052) ST CHARLES, IL
B
 10/15/2014 - 05/04/2017 PNC INVESTMENTS (CRD#:129052) ST CHARLES, IL
IA
 03/16/2009 - 09/14/2010 WADDELL & REED, INC. (CRD#:866) NAPERVILLE, IL
B
 02/11/2009 - 09/14/2010 WADDELL & REED, INC. (CRD#:866) NAPERVILLE, IL
B
 08/05/2008 - 01/26/2009 WORLD GROUP SECURITIES, INC. (CRD#:114473) OAKBROOK, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.