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Detailed Report
MICHAEL J WALSH
MICHAEL JAMES WALSH, MICHAEL WALSH
CRD#: 5572012
IA
Investment Adviser
B
Broker
FROST INVESTMENT SERVICESCRD#: 286129 14310 FM 2920 ROAD
TOMBALL, TX 77377
FROST BROKERAGE SERVICES, INC.CRD#: 17465 1431 FM 2920 ROAD
TOMBALL, TX 77377
Registration History
2008201020122014201620182020202220242026IAFROST INVESTMENT SERVICES (CRD# 286129)2022 - Present (3 years)BFROST BROKERAGE SERVICES, INC. (CRD# 17465)2019 - Present (6 years)BSUNTRUST INVESTMENT SERVICES, INC. (CRD# 17499)2015 - 2019 (3 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2010 (1 year)IAFROST INVESTMENT SERVICES (CRD# 286129)2019 - 2021 (2 years)IASUNTRUST ADVISORY SERVICES, INC. (CRD# 283390)2016 - 2019 (2 years)
License(s)

State Registrations

B
Texas 3/13/2019
IA
Texas 1/27/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FROST INVESTMENT SERVICES (CRD#:286129)
14310 FM 2920 ROAD, TOMBALL, TX 77377
Registered with this firm since 1/27/2022
B
FROST BROKERAGE SERVICES, INC. (CRD#:17465)
1431 FM 2920 ROAD, TOMBALL, TX 77377
Registered with this firm since 3/13/2019
Previous Registration(s)
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IA
 03/14/2019 - 12/31/2021 FROST INVESTMENT SERVICES (CRD#:286129) HOUSTON, TX
IA
 12/21/2016 - 02/04/2019 SUNTRUST ADVISORY SERVICES, INC. (CRD#:283390) CUMMING, GA
B
 08/17/2015 - 02/04/2019 SUNTRUST INVESTMENT SERVICES, INC. (CRD#:17499) CUMMING, GA
B
 08/20/2008 - 04/22/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) RIVERWOODS, IL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.