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ROBERT STEVEN JERMINE JR
ROBERT STEVEN JERMINE
CRD#: 5571898
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 ONE STATE STREET
16TH FLOOR
HARTFORD, CT 06103
Registration History
20082010201220142016201820202022202420262 FIRMS2008 - Present (16 years)
License(s)

State Registrations

B
Arizona 8/27/2014

B
New Hampshire 8/27/2014

B
California 8/27/2014

B
New Jersey 9/17/2008

B
Colorado 8/27/2014

B
New York 8/27/2014

B
Connecticut 11/19/2008

B
North Carolina 8/27/2014

IA
Connecticut 11/19/2008

B
Ohio 8/27/2014

B
District of Columbia 6/3/2019

B
Oklahoma 5/7/2018

B
Florida 8/27/2014

B
Pennsylvania 8/27/2014

B
Georgia 8/27/2014

B
Rhode Island 8/27/2014

B
Hawaii 3/19/2021

B
South Carolina 8/27/2014

B
Illinois 8/27/2014

B
Tennessee 8/27/2014

B
Indiana 8/17/2023

B
Texas 8/23/2016

B
Kansas 11/15/2024

IA
Texas 1/9/2019

B
Kentucky 4/13/2023

B
Utah 3/30/2017

B
Maine 8/27/2014

B
Vermont 8/28/2014

B
Maryland 8/27/2014

B
Virgin Islands 8/27/2014

B
Massachusetts 1/8/2010

B
Virginia 8/27/2014

B
Michigan 8/27/2014

B
Washington 8/28/2014

B
Minnesota 8/23/2016

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE STATE STREET 16TH FLOOR, HARTFORD, CT 06103
Registered with this firm since 11/19/2008

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
ONE STATE STREET 16TH FLOOR, HARTFORD, CT 06103
Registered with this firm since 9/17/2008

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.