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JOHN M CERVANTES
CRD#: 5571829
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Investment Adviser
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Previous Broker
PRIME CAPITAL FINANCIALCRD#: 288712 7373 Broadway
Suite #107
San Antonio, TX 78209
Registration History
20082010201220142016201820202022202420262 FIRMS2010 - 2012 (2 years)2 FIRMS2012 - 2022 (9 years)2 FIRMS2022 - 2024 (1 year)IAPRIME CAPITAL FINANCIAL (CRD# 288712)2025 - Present (<1 year)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2008 - 2010 (1 year)
License(s)

State Registrations

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Texas 1/2/2025

Current Registration(s)
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PRIME CAPITAL FINANCIAL (CRD#:288712)
7373 Broadway Suite #107, San Antonio, TX 78209
Registered with this firm since 1/2/2025

Previous Registration(s)
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09/22/2022 - 11/04/2024 TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS (CRD#:298422) San Antonio, TX
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12/09/2022 - 11/04/2024 TCBI SECURITIES (CRD#:313304) San Antonio, TX
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10/25/2012 - 08/29/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
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10/25/2012 - 08/29/2022 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) SAN ANTONIO, TX
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09/02/2010 - 10/23/2012 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) SAN ANTONIO, TX
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04/20/2010 - 10/23/2012 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
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08/18/2008 - 04/07/2010 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) SAN ANTONIO, TX
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.