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GABRIEL ADAM LAVIGNE
GABRIEL ADAM LAVIBNE, GABE LAVIGNE, GABRIEL LAVIGNE, GABRIEL ADAM ADAM LAVIGNE
CRD#: 5571035
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 140 Broad Street
Suite 100
RED BANK, NJ 07701
Registration History
20082010201220142016201820202022202420262 FIRMS2013 - Present (11 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2011 - 2013 (2 years)BDAVID LERNER ASSOCIATES, INC. (CRD# 5397)2009 - 2011 (2 years)BMETLIFE SECURITIES INC. (CRD# 14251)2008 - 2009 (1 year)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2012 - 2013 (1 year)IAMETLIFE SECURITIES INC. (CRD# 14251)2009 - 2009 (<1 year)
License(s)

State Registrations

B
Arizona 8/14/2019

B
New Jersey 11/8/2013

B
California 8/14/2019

IA
New Jersey 11/13/2013

B
Colorado 12/7/2021

B
New York 11/8/2013

B
Connecticut 2/5/2020

B
North Carolina 2/5/2020

B
Delaware 3/14/2022

B
Ohio 2/5/2020

B
District of Columbia 2/19/2020

B
Pennsylvania 4/28/2014

B
Florida 10/21/2015

B
Puerto Rico 2/5/2020

B
Georgia 2/5/2020

B
Rhode Island 2/5/2020

B
Illinois 4/15/2022

B
South Carolina 4/11/2018

B
Indiana 8/7/2019

IA
Texas 11/8/2013

B
Kentucky 6/2/2023

B
Texas 2/28/2023

B
Maryland 2/5/2020

B
Virginia 8/12/2016

B
Massachusetts 2/5/2020

B
Washington 2/5/2020

B
Nevada 3/11/2019

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
140 Broad Street Suite 100, RED BANK, NJ 07701
Colts Neck, NJ
Registered with this firm since 11/8/2013

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
140 Broad Street Suite 100, RED BANK, NJ 07701
Colts Neck, NJ
Registered with this firm since 11/8/2013

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/03/2012 - 11/11/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EAST BRUNSWICK, NJ
B
09/30/2011 - 11/11/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EAST BRUNSWICK, NJ
B
09/29/2009 - 10/13/2011 DAVID LERNER ASSOCIATES, INC. (CRD#:5397) PRINCETON, NJ
IA
07/21/2009 - 10/01/2009 METLIFE SECURITIES INC. (CRD#:14251) SHORT HILLS, NJ
B
08/12/2008 - 10/01/2009 METLIFE SECURITIES INC. (CRD#:14251) SHORT HILLS, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.