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Katherine Noonan
KATHERINE ANNE FREDA, Katherine Anne Noonan
CRD#: 5570433
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 25 Deforest Avenue
Floor 3
Summit, NJ 07901
Registration History
201220142016201820202022202420262 FIRMS2011 - 2015 (4 years)2 FIRMS2024 - Present (<1 year)BGOLDMAN SACHS & CO. LLC (CRD# 361)2015 - 2024 (8 years)
License(s)

State Registrations

B
Alabama 5/21/2024

B
Nevada 5/21/2024

B
Alaska 5/21/2024

B
New Hampshire 5/21/2024

B
Arizona 5/21/2024

B
New Jersey 5/21/2024

B
Arkansas 5/21/2024

IA
New Jersey 5/22/2024

B
California 5/21/2024

B
New Mexico 5/21/2024

B
Colorado 5/21/2024

B
New York 5/21/2024

B
Connecticut 5/21/2024

B
North Carolina 5/21/2024

B
Delaware 5/21/2024

B
North Dakota 5/21/2024

B
District of Columbia 5/21/2024

B
Ohio 5/21/2024

B
Florida 5/21/2024

B
Oklahoma 5/21/2024

B
Georgia 5/21/2024

B
Oregon 5/21/2024

B
Hawaii 5/21/2024

B
Pennsylvania 5/21/2024

B
Idaho 5/21/2024

B
Puerto Rico 5/21/2024

B
Illinois 5/21/2024

B
Rhode Island 5/21/2024

B
Indiana 5/21/2024

B
South Carolina 5/21/2024

B
Iowa 5/21/2024

B
South Dakota 5/21/2024

B
Kansas 5/21/2024

B
Tennessee 5/21/2024

B
Kentucky 5/21/2024

B
Texas 5/21/2024

B
Louisiana 5/21/2024

IA
Texas 5/21/2024

B
Maine 5/21/2024

B
Utah 5/21/2024

B
Maryland 5/21/2024

B
Vermont 5/21/2024

B
Massachusetts 5/21/2024

B
Virgin Islands 5/21/2024

B
Michigan 5/21/2024

B
Virginia 5/21/2024

B
Minnesota 5/21/2024

B
Washington 5/21/2024

B
Mississippi 5/21/2024

B
West Virginia 5/21/2024

B
Missouri 5/21/2024

B
Wisconsin 5/21/2024

B
Montana 5/21/2024

B
Wyoming 5/21/2024

B
Nebraska 5/21/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
25 Deforest Avenue Floor 3, Summit, NJ 07901
Chatham, NJ
Registered with this firm since 5/21/2024

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
25 Deforest Avenue Floor 3, Summit, NJ 07901
Chatham, NJ
Registered with this firm since 5/21/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/18/2015 - 06/07/2024 GOLDMAN SACHS & CO. LLC (CRD#:361) NEW YORK, NY
IA
05/18/2011 - 08/08/2015 BARCLAYS CAPITAL INC. (CRD#:19714) NEW YORK, NY
B
03/16/2011 - 08/08/2015 BARCLAYS CAPITAL INC. (CRD#:19714) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.