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TERESITA FRANCO
CRD#: 5569996
IA
Investment Adviser
B
Broker
UBS FINANCIAL SERVICES INC.CRD#: 8174 100 South East 2nd Street
25th floor
Miami, FL 33131
Registration History
20082010201220142016201820202022202420262 FIRMS2010 - Present (15 years)BUBS INTERNATIONAL INC. (CRD# 107726)2008 - 2010 (1 year)IAUBS INTERNATIONAL INC. (CRD# 107726)2009 - 2010 (<1 year)
License(s)

State Registrations

B
California 5/20/2020

B
New Jersey 7/27/2020

B
Colorado 9/9/2021

B
New York 1/1/2010

B
Delaware 9/9/2021

B
Puerto Rico 9/7/2021

B
District of Columbia 9/7/2021

B
South Dakota 9/9/2021

B
Florida 1/1/2010

B
Texas 9/7/2021

IA
Florida 1/1/2010

IA
Texas 9/13/2021

B
Massachusetts 11/30/2017

B
Virgin Islands 8/25/2023

SRO Registrations

B
BOX Exchange LLC

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
Nasdaq ISE, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 South East 2nd Street 25th floor, Miami, FL 33131
Weston, FL
Registered with this firm since 1/1/2010

B
UBS FINANCIAL SERVICES INC. (CRD#:8174)
100 South East 2nd Street 25th floor, Miami, FL 33131
Weston, FL
Registered with this firm since 1/1/2010

Previous Registration(s)
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IA
08/07/2009 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) MIAMI, FL
B
09/03/2008 - 01/01/2010 UBS INTERNATIONAL INC. (CRD#:107726) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.