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Emily Hopkins
EMILY E HING, EMILY E Hopkins, EMILY H Hopkins, Emily Hing Hopkins
CRD#: 5569565
IA
B
NFP RETIREMENT INC.CRD#: 121254 120 VANTIS
SUITE 400
ALISO VIEJO, CA 92656
SUITE 400
ALISO VIEJO, CA 92656
0
Disclosures
15
Years of Experience
View By:
State Registrations
IA
California 11/5/2024
IA
Registered with this firm since 11/5/2024
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 11/10/2022 - 10/07/2024 | La Canada, CA | |
B | 11/10/2022 - 10/07/2024 | SANTA BARBARA, CA | |
IA | 04/02/2012 - 10/14/2022 | ALISO VIEJO, CA | |
B | 12/24/2019 - 12/31/2020 | Aliso Viejo, CA | |
B | 07/28/2014 - 12/31/2017 | Aliso Viejo, CA | |
B | 05/30/2011 - 07/22/2014 | ALISO VIEJO, CA | |
B | 10/14/2008 - 11/16/2010 | SCOTTSDALE, AZ |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.